The Death of Independent Practice Has Been Greatly Exaggerated

Ivan J. Miller, Ph. D.


In the early 1990s there were many predictions that the solo practice of
psychology was dead, and the future belonged to managed care and
psychologists in large group practices.  As managed care disrupted the
delivery of mental health care, Cummings, Pallak, and Cummings (1996) even
titled a book, Surviving the Demise of Solo Practice: Mental Health
Practitioners Prospering in the Era of Managed Care.  Yet, as the new
millennium begins, a different pattern is developing.  The quality of
services available in corporate health care has plummeted and consumers are
increasingly rejecting managed care services in favor of self-paying
independent professionals. The emerging pattern is that the independent
practice of psychology, based primarily on self-payment, is growing and
becoming the gold standard for quality mental health services.

The potential self-pay market is substantial

Consumers have always spent a considerable amount of their own funds for
psychotherapy, and it should be no surprise that consumers will continue to
self-pay.  In 1987 before managed care was prominent, the National Medical
Expenditure Survey indicated that consumers paid out-of-pocket between 45 -
48% of the money spent on psychotherapy (Olfson & Pincus, 1994).
Today, the portion of psychotherapy expenses borne by insurance is much
smaller.  The Hay Group (1998), an actuarial and benefits consulting firm,
reported that the amount of money paid by insurance companies for mental
health care declined 54% from 1988 to 1997.  Psychotherapy Finances reported
that in a Foster Higgins employer survey, the percent of employers' insurance
costs that funded mental health services declined from 9% in 1989 to 4% in
1996 (Practice fees, 1997).  This is a 56% reduction in insurance money
available for mental health services.  This loss of insurance funds means
that an even greater portion of the money spent on psychotherapy now comes
out-of-pocket.

Currently, self-pay clients comprise a large share of the psychotherapy
market.  A reader’s survey by Psychotherapy Finances in 1997 found that 44%
of their psychotherapist/reader's income came from direct payment from
patients (Fee, 1997).  Practice Strategies reported in 1997 found in a random
sample survey that 47% of therapist incomes came from direct pay patients
(Practice fees, 1997), 32% from managed care insurance, and 16% from other
insurance.  Although I believe that these estimates for self-pay are high,
they demonstrate that there is a substantial self-pay market.
 

The Boulder Psychotherapists’ Guild experience shows self-pay and independent

practice are viable

Our six years of experience in the Boulder Psychotherapists’ Guild is showing
that it can be successful to go outside managed care and develop the self-pay
market. The Guild is an interdisciplinary group of 56 independent therapists
who have joined together to educate the public about the benefits of
psychotherapy and encourage patients to self-pay for traditional
psychotherapy.  We are making a cooperative effort to try to increase the
size of the self-pay market rather than merely competing for a share of the
existing market.

The Guild is based on the simple principle that consumers will self-pay for
psychotherapy because it is a valuable service.  I founded the Guild in 1995,
and 56 local therapists agreed to contribute $65 monthly dues to a marketing
organization that focused directly on reaching out to patients.  The
marketing emphasized the difference between traditional, confidential
psychotherapy and managed-care, ultrabrief psychotherapy.  At that time, such
a cooperative psychotherapy-marketing program was a new and untested idea,
and it took several years to develop a successful strategy.  Over the first
three years, the membership declined from 57 to 47, but in the past two years
has grown to 56  because the members are finding that the Guild generates a
substantial number of referrals, and they support the principles the Guild is
based on.  Last year’s membership renewal rate was 94%, and we gained ten new
members.  Not only do the members support the philosophy of the Guild, but
they also have seen enough referrals that they are willing to pay the current
dues of $80 per month.

Boulder's Guild has been independently replicated in Connecticut, St. Louis,
and Georgia.  In addition, the Guild model is endorsed by the American Mental
Health Alliance (AMHA), a not-for-profit, practitioner owned and directed,
multidisciplinary network of over 1500 mental health professionals in 13
states.  Dr. Charles Zadikow, President of AMHA-USA states that "Developing
Guilds has become a high-priority initiative in at least 6 of the AMHA
chapters.  From its beginnings, the goals of AMHA have included the ethical
needs to protect the privacy and confidentiality of their clients, to help
maintain their dignity and freedom of choice, as well as to assist in
preserving what is best about their profession.  AMHA believes that the Guild
is a perfect vehicle for their requirements and, as a collaborative marketing
effort, offers their practitioners a way to maintain integrity, to build
their practices without managed care, and to help educate the public about
the real value of psychotherapy."

Increasingly, consumers are self-paying for mental health services.  Some of
the Guild members have developed managed-care-free practices and others are
expanding the portion of their practice that is managed-care-free.  In
addition, in the year 2000 the Guild is joining an Employee/Corporate
Wellness Program with medical professionals who are also marketing directly
to consumers to increase their self-pay practices.  At a time when
professionals working with managed care are becoming more demoralized and
experiencing declining incomes, the Guild is growing, morale is improving,
and many are reporting that their incomes are rising.

Implications of the Guild's success for the mental health professions.

1. The success of the Guild disproves the predictions that the solo practice
of psychotherapy will die.  On the contrary, consumers are finding that
independent practitioners offer better and more consumer-friendly service
than managed care organizations, and that this service is so much better that
many patients will self-pay for it.

2. The Guild demonstrates the value of educating the public about the
benefits of psychotherapy.  This affirms the cooperative marketing work that
has been recommended by many of the leaders of Division 42 and conducted by
the APA.  By pooling the resources of many professionals, the Guild has had a
major impact on the local community through dozens of newspaper articles,
advertising, free public presentations, direct mail to referral sources, a
community newsletter, and an intensive distribution of its Directory.  The
Guild is showing that by educating consumers, many professionals can have a
direct benefit on their practices.

3. There is enough money in the self-pay market to support many therapists in
the community.

4. The developing self-pay clients are in three categories: some have no
insurance, others prefer the choice and confidentiality that comes from
foregoing their limited insurance benefits, and still others have tried their
managed care therapy and been dissatisfied.

5. Mental health disciplines can benefit from joining together because
consumers want the choice of a full range of qualified professionals.

6. While the Guild does not solve the problem of the low-income patient or
the seriously mentally ill patient who usually cannot afford the cost of
therapy, it does preserve a standard for quality mental health care that is
under the control of the patient.  Hopefully, public pressure will encourage
the managed care system and the public mental health system to strive to
offer the same quality that self-pay patients can obtain.

7. Many professionals advocate responding to managed care through practice
diversification and leaving the traditional role of psychotherapy.  In
contrast, the Guild is succeeding by promoting traditional, client-focused
psychotherapy.

8. Managed care has removed the patient as the customer of their services,
and in place, it has declared that employers and the government are their
customers.  The Guild shows that the practice of psychotherapy can succeed
when the patient is treated as the customer.
 

What does the future hold

Will the future continue to be promising for the independent practice of
psychotherapy?  I think so.  In addition to the current trend toward self-pay
for quality and confidential psychotherapy, I think that the future vision
portrayed in Star Trek illustrates a truth about the value of psychotherapy.
On the U. S. S. Enterprise, all professions and jobs are based on high-tech
innovations except for one.  Even the preparation of delicious food is done
by machines that assemble food by molecular formula, and medical conditions
are diagnosed within seconds by a hand-held, body scanner.  The only person
whose job is still based primarily on an interpersonal relationship is that
of the Empath, Counselor Troy.  When facing emotional issues, each crewmember
confidentially consults her, and without time pressure or cost-effectiveness
guidelines, she listens and offers sage advice.  In this popular vision of
the future, people can see that technology and formulas do not replace the
need for a confidential and personal counseling relationship without undue
time pressures.  I believe that there always will be an important place for
the independent practice of psychotherapy in the future of humankind.
 

References

Cummings, N. A., Pallak, M. S., & Cummings, J. L.  (1996). Surviving the
Demise of Solo Practice: Mental Health Practitioners Prospering in the Era of
Managed Care.  Madison: Psychosocial Press.

Employers are slashing behavioral health expenses.  (1996) Psychotherapy
Finances, 22(10), 1.

Fee, Practice and Managed Care Survey.  (1997).  Psychotherapy Finances,
23(5), 5.

Hay Group.  (1998) Survey funded by the National Alliance for the Mentally
Ill, the National Association of Psychiatric Health Systems, and the
Association of Behavioral Group Practices press release.  5/7/98.
Washington, DC.

Olfson, M. & Pincus, H. A. (1994).  Outpatient psychotherapy in the United
States, II: Patterns of utilization.  American Journal of Psychiatry, 151,
1289-1294.

Practice fees, incomes and trends report. (1997).  Practice Strategies,
3(12), 1.